This online submission process should be used by firms to submit the following:

Please read the instructions below. Once you have read the instructions and have the applicable information available, please click the "START SUBMISSION" button to proceed with your submission:


Please note that each form must be completed in its entirety. There is no option to save a draft copy of the form.

Prior to completing the form and attaching the required financial information, please ensure you have the following information readily available:

To use this application, please use one of the following supported browsers:

Annual and Interim submissions:

Subordinated long-term related party loans:

Insurance requirements:


Helpful resources for registrant firms:

If you require assistance, please contact the Ontario Securities Commission at 1-877-785-1555 during regular business hours on Monday to Friday from 8:30 a.m. to 5:00 p.m. (Eastern Time).